We can help you to stay on top of the rapidly evolving regulatory landscape by providing advice, guidance and practical assistance in understanding the impact of new regulations, and helping you to implement necessary changes. Our relationships with local, EU and international regulatory bodies allow us to provide you with a sound and early understanding of any new regulatory requirements.

Whether it involves the FCA handbook, telecommunications regulations, Anti-Money Laundering requirements, the Bribery Act, we can work with you to provide an objective and independent assessment of your current state of compliance, and assist you in creating a holistic governance, risk and compliance framework.

Our team has a range of experience and expertise in providing regulatory compliance assurance. We can help to provide assurance on the strength of your control environment, the effectiveness of your regulatory compliance controls, or your compliance with an industry code of conduct.

The effectiveness of any remediation programme lies in its implementation, and any solution must be tailored to your business environment and activities. We can help with:

Implementing risk mitigation programmes and effective governance processes

Developing the effectiveness of the compliance function

Implementing Anti-Money Laundering/Counter Terrorist Financing remediation plans

Documenting regulatory compliance processes

Carrying out post-implementation reviews

We can help you to prepare for visits by the regulator in the normal course of business. Where an issue has arisen that has led to regulatory intervention, we can support you in dealing with enhanced supervisory or enforcement actions and minimising the impact on your business, customers and reputation.

The first step is to understand what data you have and to ensure it is properly recognised, secured and complies with governing legislation, such as GDPR or CCPA. You need to ensure that subject access requests can be complied with, without causing business issues in your own systems and processes; that you are, more simply put, data privacy fit.